Then No One Can Have Her (2015)
“Barb started working as his clerical assistant at A.G. Edwards in July 1998, shortly after she and her husband moved to Prescott. She answered phones and basic client questions while she studied for her Series 7 security and insurance licenses. She said their personal relationship began a couple of years later.
After earning her licenses in the spring of 2000, she was allowed to perform the duties of a stockbroker and financial advisor, and Steve gave her a 10 percent split of his commissions. ...At A.G. Edwards, Steve was in charge of $75.2 million in assets. In 2004, his last year there, he earned $816,000 in commissions, a chunk of which he gave to Barb, and a smaller sum of $5,000 to another member of his team.
Steve and Barb’s personal and professional relationships continued to be intertwined after he took a job at UBS as a senior vice president of investment in September 2004. Barb and another team member went with him to UBS, where Barb’s title became investment associate. Although she went into an investment training program, Barb was still working as his assistant.MoreLess
After earning her licenses in the spring of 2000, she was allowed to perform the duties of a stockbroker and financial advisor, and Steve gave her a 10 percent split of his commissions. ...At A.G. Edwards, Steve was in charge of $75.2 million in assets. In 2004, his last year there, he earned $816,000 in commissions, a chunk of which he gave to Barb, and a smaller sum of $5,000 to another member of his team.
Steve and Barb’s personal and professional relationships continued to be intertwined after he took a job at UBS as a senior vice president of investment in September 2004. Barb and another team member went with him to UBS, where Barb’s title became investment associate. Although she went into an investment training program, Barb was still working as his assistant.MoreLess
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